Investor Alert: 10 Red Flags That an Unregistered Offering May Be a Scam美国证监局SEC提示投资人10条需要注意的可能是诈骗的警钟

1.Claims of high returns with little or no risk提供无风险或极小风险的高回报投资机会

2.Unregistered investment professionals未获得从业资格的投资顾问

3.Aggressive sales tactics极端的销售策略

4.Problems with sales documents销售文件有问题

5.No net worth or income requirements没有净资产或收入要求

6.No one else seems to be involved看起来无其他参与方

7.Sham or virtual offices假的或虚拟办公室

8.Not in good standing不在声誉良好的列表里

9.Unsolicited investment offers卖方主动提供未咨询的投资机会

10.Suspicious or unverifiable biographies of managers or promoters可疑的或无法证实档案的经理人或发起者